Los Angeles Securities Fraud Defense Attorneys

If you have been accused of any type of securities fraud or investor fraud in Southern California, the accusations should be taken extremely seriously and you should contact an aggressive and experienced California securities fraud defense lawyer from Criminal Defense Partners.

Listed below are just a few examples of investment and securities fraud, which if convicted, may result in severe repercussions:

  • Churning - A situation in which a stockbroker sells or purchases securities to accrue excess commission for their personal gain.


  • Unsuitability - When a broker places a client's funds into investments which are riskier than the client can handle, or withholding information to the client regarding the high risks involved with an investment.


  • Creating Illegal Accounts - When a broker creates a fake account, or places a client's funds into his or her own personal account.


  • Over concentration - A situation in which a broker places a majority of a client's funds in one particular investment, rather than placing the funds in various sectors. In a case where the one fund which all of the client's fund have been placed takes a downturn, the client could risk losing their entire investment.


  • Unauthorized trades - When a broker does not obtain any permission (except in situations in which a client has signed a contract allowing the stockbroker to make trades as he or she sees fit) from a client before trading the client's funds.

    • Not only are stockbrokers at risk for fraud accusations, but other professional including promoters, accountants, and traders may also face criminal charges in certain situations.

    If you have been charged with securities fraud in Southern California your case requires the services of an aggressive, experienced, and skilled lawyer who gets results. Contact a qualified fraud defense attorney at Neil Shouse & Associates for a free consultation.

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    Southern California Securities Fraud Defense Attorney Disclaimer: The securities fraud, investment fraud, stock broker fraud, criminal fraud, fraud defense, or other legal defense information presented at this site should not be considered formal legal advice nor the formation of a lawyer or attorney client relationship. Our fraud defense law firm serves the following communities, among others: Los Angeles County, California, Agoura, Alhambra, Bellflower, Beverly Hills, Burbank, Calabasas, Century City, Chatsworth, Compton, Culver City, Diamond Bar, Downey, El Segundo, Encino, Glendale, Glendora, Hermosa Beach, Hidden Hills, Hollywood, Huntington Park, Inglewood, Los Angeles Lawyer, La Canada, Long Beach, Los Angeles Attorney, Malibu, Manhattan Beach, Marina Del Rey, Norwalk, Palos Verdes, Pasadena, Pomona, Rancho Palos Verdes, Redondo Beach, Rolling Hills, San Dimas, San Fernando, San Marino, San Pedro, Santa Clarita, Sierra Madre, Santa Monica, South Gate, South Pasadena, Sylmar, Torrance, Universal City, Valencia, Van Nuys, West Covina, West Hollywood, Walnut, Westchester, Westlake Village, Whittier, Woodland Hills, California, Orange County Stock Broker Fraud Defense Attorney and Securities Fraud Defense lawyer for Orange County; Attorney and Fraud Defense lawyer San Bernardino County, California, Ontario, Rancho Cucamonga, Fontana, Redlands, Upland, Riverside, Corona, Norco, Santa Barbara County, Santa Barbara.

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